SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SALEKI-GERHARDT AZITA

(Last) (First) (Middle)
1 N. WAUKEGAN ROAD

(Street)
NORTH CHICAGO IL 60064

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AbbVie Inc. [ ABBV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Operations
3. Date of Earliest Transaction (Month/Day/Year)
08/09/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common stock, $0.01 par value 08/09/2013 M 5,700 A $22.9407 64,972 D
Common stock, $0.01 par value 08/09/2013 M 2,158 A $24.0731 67,130 D
Common stock, $0.01 par value 08/09/2013 M 1,734 A $34.7642 68,864 D
Common stock, $0.01 par value 08/09/2013 S 3,845 D $44.7793 65,019 D
Common stock, $0.01 par value 08/09/2013 F 2,618 D $45.06 62,401 D
Common stock, $0.01 par value 08/12/2013 M 6,842 A $24.0731 69,243 D
Common stock, $0.01 par value 08/12/2013 S 5,006 D $45.0074 64,237 D
Common stock, $0.01 par value 1,658(1) I Profit sharing trust
Common stock, $0.01 par value 110(2) I By spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (right to buy) $22.9407 08/09/2013 M 5,700 02/17/2009 02/16/2016 Common stock 5,700 $0 0 D
Option (right to buy) $24.0731 08/09/2013 M 2,158 02/18/2008 02/17/2015 Common stock 2,158 $0 0 D
Option (right to buy) $34.7642 08/09/2013 M 1,734 03/08/2013 02/19/2014 Common stock 1,734 $0 0 D
Option (right to buy)(3) $45.06 08/09/2013 A 1,466 02/10/2014 02/19/2014 Common stock 1,466 $0 1,466 D
Option (right to buy) $24.0731 08/12/2013 M 6,842 02/18/2008 02/17/2015 Common stock 6,842 $0 0 D
Explanation of Responses:
1. Balance in the AbbVie Savings Program as of August 9, 2013.
2. The reporting person disclaims beneficial ownership of all securities held by her spouse.
3. Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16 under Rule 16b-3.
Remarks:
These exercises were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).
Steven L. Scrogham, attorney-in-fact for Azita Saleki-Gerhardt 08/13/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.